In the United States, a report filed by a company with the SECURITIES AND EXCHANGE COMMISSION containing details on an event that may impact the company

A MUTUAL FUND that charges investors for its annual marketing and promotion expenses (which can range from under 25 BASIS POINTS to a maximum of 8.5 percent). 12b1 funds are generally sold through BROKERS or financial planners, who require the additional compensation in order to distribute fund shares.

In the United States, an audited/unaudited quarterly report filed by a company with the SECURITIES AND EXCHANGE COMMISSION. All issuers of REGISTERED SECURITIES, all companies listed on an EXCHANGE, and companies with more than 500 shareholders must file a 10Q. See also 10K.

In the United States, an audited annual report filed by a company with the SECURITIES AND EXCHANGE COMMISSION. All issuers of REGISTERED SECURITIES, all companies listed on an EXCHANGE, and companies with more than 500 shareholders, must file a 10K. See also 10Q.